Security and commodity contracts brokerage

This class includes:

• dealing in financial markets on behalf of others (e.g. stockbroking) and related activities
• securities brokerage
• brokerage of investment funds shares
• brokerage of standardised commodity contracts
• currency trading on behalf of others
• brokerage of crypto-assets with liabilities that qualify as securities
• exchange of currency on a fee basis (e.g. bureaux de change)
• equity-based crowdfunding
• debt-based crowdfunding offering loans and securities

This class also includes:

• brokerage of securities for investment projects (e.g. wind or solar parks)

This class excludes:

• dealing in financial markets on own account, see division 64
• exchange of currency on own account, see 64.99
• portfolio management on a fee or contract basis, see 66.30
• buying and selling of real estate projects (e.g. wind or solar parks), see division 68
• donation-based fundraising, see 82.99
• trading and brokerage of crypto-assets without liabilities, see 82.99